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Senior Regulatory Compliance & CDD Analyst
Regulatory compliance analyst at Qaracter, reviewing complex banking client onboarding under KYC/AML frameworks.
SpainSenior Regulatory Compliance & CDD Analyst at Qaracter
Supports regulatory remediation programs and internal control assessments. Performs regulatory, tax, and client due diligence reviews for Corporate & Investment Banking clients across multiple jurisdictions.
Regulatory ComplianceKYCAMLclient due diligenceMiFID IIEMIRDodd FrankFATCACRSQDDAppianFenergo
Coordinated end-to-end client onboarding and regulatory approval processes for Corporate & Investment Banking clients. Reviewed and approved KYC, AML, MiFID II, EMIR, FATCA, and CRS documentation.
KYCAMLMiFID IIEMIRFATCACRSAppianFenergoClient OnboardingRegulatory Compliance
Performed risk-based KYC and Customer Due Diligence reviews for high-net-worth clients. Conducted Enhanced Due Diligence and risk assessments, specializing in complex ownership structures.
KYCAMLCustomer Due DiligenceEnhanced Due DiligenceRisk AssessmentUBOsPEPSanctions ScreeningTransaction Monitoring
Performed risk-based KYC, AML, and Client Due Diligence reviews for high-net-worth clients. Achieved a 95% reduction in onboarding turnaround times within 12 months.
KYCAMLclient due diligenceCIPSource Of WealthRisk AssessmentRegulatory Compliance
Managed branch operations, compliance controls, and risk management. Served as Branch Compliance Coordinator, leading operational improvements and training teller teams.
Branch OperationsComplianceRisk ManagementTraining
Master's Degree in Fundamental Psychoanalytical Practice from Universidad Central de Venezuela, completed in 2010.
Master's Degree in Fundamental Psychoanalytical Practice from Universidad Central de Venezuela, completed in 2010.
Bachelor's Degree in Clinical Psychology from Universidad Rafael Urdaneta, completed in 2004.
Bachelor's Degree in Clinical Psychology from Universidad Rafael Urdaneta, completed in 2004.
Profile sourced from Himalayas.