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Overview
We are supporting a financial services organisation seeking an experienced MiFID & Consumer Duty specialist to support the enhancement of its regulatory programme. This is a hands-on contract role focused on strengthening frameworks, policies, and controls across MiFID and Consumer Duty.
The successful consultant will work closely with Compliance and key stakeholders to uplift documentation, governance, and control effectiveness in line with regulatory expectations.
Key Responsibilities
Support the enhancement of the MiFID and Consumer Duty programme
Review, update, and draft policies, frameworks, and written programmes
Assist with the design and refinement of regulatory controls
Provide subject matter expertise across MiFID and Consumer Duty requirements
Support governance, oversight, and regulatory alignment activities
Collaborate with internal teams to embed improvements into BAU processes
Produce clear, regulator-ready documentation where required
Requirements
Required Experience
6+ years’ experience within Financial Services
Strong, demonstrable expertise in:
MiFID
Consumer Duty
Background in Compliance Advisory, Regulatory Change, Risk, or Consulting
Proven experience enhancing or implementing regulatory programmes
Comfortable operating in a hands-on delivery role
Ability to engage confidently with senior stakeholders
Desirable Experience
Previous contract or consulting experience
Exposure to FCA reviews, regulatory remediation, or internal audit findings
Experience designing or testing regulatory controls
Broad financial services exposure (banking, wealth, payments, or investment firms)
